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ICE Unit Settles Charges of Failed Pricing Compliance

December 11, 2020 by Eugene Grygo

ICE Unit Settles Charges of Failed Pricing Compliance

A securities pricing subsidiary of the Intercontinental Exchange (ICE) has settled with the SEC over charges that it should have done a better job of vetting certain prices that were based on data from single broker market participants. The wholly-owned subsidiary, ICE Data Pricing and Reference Data (PRD), which is also a registered investment adviser,… Read More >>

Filed Under: Securities Operations, Buy-Side, Corporate Actions, Data Management, Industry News, Middle-Office, Operational Risk, Ops Automation, Risk Management, Governance, Back-Office, Integration, Standards, Performance Measurement, KYC, Regulation & Compliance, Regulatory Reporting, Industry News Tagged With: compliance, data management, ICE, ICE Data PRD, ICE Data Services, IntercontinentalExchange, OTC derivatives, Pricing, reference data, SEC, SEC enforcement, SEC Office of Analytics and Research, Securities Operations

BlackRock & Thomson Reuters Partner to Launch ESG Fund

September 25, 2018 by FTF News

BlackRock & Thomson Reuters Partner to Launch ESG Fund

BlackRock’s ETF Will Follow a New Thomson Reuters Index  BlackRock, considered the world’s largest asset manager, and Thomson Reuters, a provider of market data, trading systems and news, have combined forces on an exchange traded fund (ETF) that helps investors support environmental, social and governance (ESG) targets via companies in developed and emerging markets. The… Read More >>

Filed Under: Derivatives Operations, Securities Operations, Data Management, Industry News, Middle-Office, Ops Automation, General Interest, Governance, FinTech Trends, Back-Office, Integration, Standards, Regulation & Compliance, Regulatory Reporting, Industry News Tagged With: Blackrock, CFTC, compliance systems, diversity dimensions, Donnelley Financial Solutions, ETF, fintech, ICE Data Services, MAS, Monetary Authority of Singapore, N-CEN SEC Submission, Thomson Reuters Index

ICE Promotes to Fill Senior Management Posts

February 1, 2016 by Louis Chunovic

ICE Promotes Senior Managers Intercontinental Exchange, Inc. (ICE), the operator of clearinghouses, data services and such exchanges as the New York Stock Exchange, reports the following senior management moves: Ben Jackson, president and chief operating officer (COO) of ICE Futures U.S., has been named to the newly created post of ICE chief commercial officer, where… Read More >>

Filed Under: Industry News, People Moves Tagged With: Ben Jackson, CFTC, Chairman Walt Lukken, chief commercial officer, clearinghouses, CloudMargin, collateral management, Commcise, Commodity Futures Trading Commision, data services, Fidessa, FRS Global, ICE, ICE Data Services, ICE Futures, Interactive Data, Intercontinental Exchange, investment management, Kyle Rogge, Lynn Martin, New York Stick Exchange, Nyse, Paul Charie, Promote, Promotion, regulation, Sales Staff, SEC, Steven Husk, SunGard, SunGard Trading, Susan Nash, Trabue Bland

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