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FactSet Launches KYC App for Client Due Diligence

July 19, 2019 by FTF News

FactSet Launches KYC App for Client Due Diligence

FactSet Combines KYC & RPA for New App FactSet, a provider of financial information and analytical applications, reports the release of FactSet KYC, a cloud-based software-as-a-service (SaaS) application intended to streamline Know Your Customer due diligence. The new app combines KYC robotic process automation (RPA) with FactSet content and public registries, improving the efficiency and… Read More >>

Filed Under: Derivatives Operations, Collateral & Margin Management, Derivatives Processing, Securities Operations, Buy-Side, Clearing, Data Management, Industry News, Middle-Office, Operational Risk, Ops Automation, Reconciliation & Exceptions, Risk Management, Settlement, General Interest, Governance, Diversity, Equity, and Inclusion (DEI), Artificial Intelligence, FinTech Trends, Back-Office, Integration, Standards, Performance Measurement, KYC, Regulation & Compliance, Regulatory Compliance, Regulatory Reporting, Industry News, People Moves Tagged With: AQMetrics, Cardano Group, CFTC, CloudMargin, collateral margin management, Factset, FinTech Briefs, Heath P. Tarbert, IHS Markit, KYC, MiFID II, MiFID II Reporting, R.J. O'Brien, RPA, Simon Prangnell, TradingScreen

How TCA Can Help the Buy Side Too

June 26, 2019 by Eugene Grygo

How TCA Can Help the Buy Side Too

(The MiFID II reforms across multiple asset classes have caused asset managers across the globe to become more aware of the exacting demands of best execution requirements and thus more aware of the importance of applying transaction cost analysis (TCA) to a trading enterprise. So says Chris Hollands, the head of North American and European… Read More >>

Filed Under: Securities Operations, Buy-Side, Corporate Actions, Data Management, Industry News, Middle-Office, Operational Risk, Ops Automation, Outsourcing, Reconciliation & Exceptions, Risk Management, Settlement, Governance, FinTech Trends, Back-Office, Integration, Standards, Performance Measurement, KYC, Regulation & Compliance, Regulatory Compliance, Regulatory Reporting Tagged With: Buy-side, Chris Hollands, disruptive technologies, MiFID II, Q&A, TCA, TradingScreen

Securian Trust Employs SEI’s Cloud-Based Platform

March 12, 2019 by FTF News

Securian Trust Employs SEI’s Cloud-Based Platform

SEI Client to Focus on Automation & Integration    SEI reports that Securian Trust Company, an SEI client since 2009, will adopt its wealth platform, intended to “provide a seamless experience for … clients and the advisors that serve them.” The platform, SEI says, is a “fully-integrated, single-infrastructure technology solution developed to support client relationship management,… Read More >>

Filed Under: Derivatives Operations, Collateral & Margin Management, Derivatives Processing, Clearing, Data Management, Middle-Office, Operational Risk, Outsourcing, Governance, FinTech Trends, Back-Office, Regulation & Compliance, Regulatory Compliance, Industry News Tagged With: Chantal Rouleau, cloud-based platform, collateral management, data collection, financial institutions, FX, IHS Markit, margin lending, NRI, order and execution management system, OTC, over the counter, Pierre Schroeder, securities financing, securities lending, SEI, TradingScreen, wealth management

Liquidnet & TradeSmart Partnership Targets Buy-Side Customers

April 10, 2018 by FTF News

Liquidnet & TradeSmart Partnership Targets Buy-Side Customers

TradeSmart Gets New Links to Liquidity With buy-side customers in mind, TradingScreen Inc. is partnering with Liquidnet, an institutional trading network, to allow the TradeSmart order and execution management system (OEMS) to access Liquidnet’s institutional liquidity and trading strategies, officials say. A TradingScreen offering, TradeSmart is a software as a service (Saas) targets best execution… Read More >>

Filed Under: Securities Operations, Buy-Side, Corporate Actions, Data Management, Industry News, Middle-Office, Ops Automation, Reconciliation & Exceptions, General Interest, FinTech Trends, Back-Office, Integration, Standards, Performance Measurement, KYC, Industry News Tagged With: Debra Walton, Dodd-Frank, Financial Service Cloud, Girls in Tech, institutional liquidity and trading strategies, institutional trading network, KYC, Liquidnet, RegFocus Market Surveillance, regulatory and surveillance, RIMES, risk intelligence data, Salesforce, Service Cloud, Synechron, Thomson Reuters, TradeSmart, TradingScreen

More Firms Join AcadiaSoft Hub to Meet IM Deadline

September 20, 2017 by Eugene Grygo

Hub Gains Six Firms Under Phase 2 of IM Rules Collateral and margining solutions provider AcadiaSoft reports that six more “in-scope firms” under Phase 2 of the new initial margin (IM) rules have been integrated into the AcadiaSoft Hub for non-cleared derivatives. “The additional firms chose to use the hub for IM in order to… Read More >>

Filed Under: Derivatives Operations, Collateral & Margin Management, Derivatives Processing, Securities Operations, Middle-Office, Ops Automation, FinTech Trends, Back-Office, Standards, Regulation & Compliance, Regulatory Compliance, Regulatory Reporting Tagged With: AcadiaSoft, Basel Committee on Banking Supervision, CACEIS, Cross-Border Services, data sharing, IM, International Organization of Securities Commissions, Mark Demo, MiFID II, SimCorp, TradingScreen, Triuva

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