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Goldman Sachs Acquires United Capital for $750 Million

May 17, 2019 by FTF News

Goldman Sachs Acquires United Capital for $750 Million

Goldman Sachs Jolts Wealth Management Strategy Goldman Sachs Group is acquiring United Capital Financial Partners, Inc. for $750 million in cash as a way to broaden the reach of the Wall Street giant’s intellectual capital and investment capabilities, officials say. The transaction is expected to close during the third quarter of this year, subject to… Read More >>

Filed Under: Derivatives Operations, Collateral & Margin Management, Securities Operations, Buy-Side, Clearing, Data Management, Industry News, Mergers & Acquisitions, Middle-Office, Operational Risk, Ops Automation, Outsourcing, Reconciliation & Exceptions, Risk Management, Settlement, General Interest, Governance, Diversity, Equity, and Inclusion (DEI), Artificial Intelligence, FinTech Trends, Back-Office, Integration, Standards, Performance Measurement, KYC, AML/Fraud/Financial Crime, Regulation & Compliance, Cybersecurity, Derivatives, Regulatory Compliance, Regulatory Reporting, Industry News, People Moves Tagged With: BNY Mellon, Brittany Garland, David M. Solomon, Financial Technology, FinTech Briefs, Goldman Sachs, IHS Markit, IIROC, James T. Crowley, Joe Duran, M&A, market surveillance, Nasdaq, onboarding, Pershing, Private Wealth Management, Rep. Stephen Lynch, U.S. House Financial Services Committee, United Capital, Victoria Pinnington

Q&A: Did Your Firm Miss a FATCA Deadline?

July 5, 2016 by Eugene Grygo

(Editor’s Note: The controversial Foreign Account Tax Compliance Act (FATCA), which extends the reach of the Internal Revenue Service (IRS) overseas so that it can collect tax revenues from U.S. citizens abroad, has caused major operational, IT management, and reporting woes for financial services firms around the globe. While Republican and Democrat groups have been… Read More >>

Filed Under: Data Management, Opinion, Q&As, Regulation & Compliance Tagged With: Enterprise Data Management, FATCA, Goldensource, Neill Vanlint, onboarding

Robotics Comes to Due Diligence Reporting

June 14, 2016 by Eugene Grygo

Opus Signs Distribution Deal with OutsideIQ Opus, a regulatory software as a service (SaaS) vendor, announced that its Alacra, know your customer (KYC), reference data management and onboarding platform, will have access to automated due diligence reports for compliance via a distribution partnership with OutsideIQ, an artificial intelligence software provider. The agreement will make OutsideIQ’s… Read More >>

Filed Under: Derivatives Operations, Securities Operations, Clearing, Data Management, Ops Automation, Reconciliation & Exceptions, Settlement, FinTech Trends, Back-Office, Standards, KYC, AML/Fraud/Financial Crime, Regulation & Compliance Tagged With: Alacra, AML, artificial intelligence, automation, compliance, derivatives clearing, due diligence, fraud, Harmony CCP Connect, know your customer (KYC), onboarding, Post-Trade Processing, post-trade technology, reference data management, SEC, settlement, software-as-a-service (SaaS), Traiana, XBRL

PIMCO to Centralize KYC Efforts

May 26, 2016 by Eugene Grygo

Asset manager Pacific Investment Management Company (PIMCO) is signing on to use the “Kyc.com” centralized know-your-customer (KYC) service to add to its due diligence and onboarding requirements for KYC, anti-money laundering (AML), tax, credit and legal agreements, say officials at the Newport Beach, Calif.-based firm. The kyc.com service is a joint venture between information and… Read More >>

Filed Under: Securities Operations, Buy-Side, Case Studies, Operational Risk, Risk Management, FinTech Trends, Integration, KYC, AML/Fraud/Financial Crime, Regulation & Compliance Tagged With: AML, anti-money laundering, due diligence, Fenergo, Fenergo Client Lifecycle Management, Genpact, ICBC Standard Bank, Know Your Customer, Markit, onboarding, PIMCO, risk management

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